OTC EXCHANGE OF INDIA

CIRCULAR

 

Ref.: 1029/2003/CP/MDD/0480

 22^nd May 2003

 Dear Members/Dealers,

 Subject: SEBI registration number of Members/Dealers/Sub-brokers to be quoted on all correspondences with SEBI

 ___________________________________________________________________

 SEBI vide their circular no. SMD/DBA-II/Cir-16/9618/03 dated 5^th May 2003 have advised us to inform the following to our Members/Dealers:

 All Members/Dealers/Sub-brokers should quote their SEBI registration number in all their correspondence with SEBI. Further, all Members/Dealers/Sub-brokers are advised to indicate (i) SEBI registration number of the Broker/Sub-broker and (ii) Name of the Members/Dealers/Sub-broker as per SEBI registration certificate on the reverse of the drafts forwarded to SEBI towards payment of fees under the SEBI (Stock Brokers and Sub-brokers) Regulations, 1992 either directly to SEBI or through the concerned Stock Exchange.

All Members/Dealers are requested to take note of the same.

Thanking you,

Yours faithfully,

Ajay C Singhvi

Asst. Vice President